Excerpt
from Constitutional Illusions and
Anchoring Truths - The Touchstone of the Natural Law by Hadley Arkes
The Natural Law – Again, Ever
A dear friend, who has done premier
work in the neural sciences and several books on philosophical psychology,
remarked that he wanted, as the epitaph on his gravestone, “He died without a
theory.” A former colleague of mine remarked that I had a “theory” of natural
law. But I can join my friend in saying that I, too, have no “theory.” To say
that someone has a “theory” of natural law is to suggest that an observer,
looking on, can see played out before him people seized with “theories” – that
he may stand there, in a wholesome detachment, seeing theories of various sorts
whizzing past. From that vantage point we are encouraged to make judgments
about the theories, or fragments of theories, that are plausible or
implausible, right or wrong, true or false. I said then: Just tell me the
ground on which you are making those judgments about the theories that
are plausible or implausible, true or false, and you would have been led back
to the ground of what I understand as the natural law. For you would have been
led back to the ground on which we have confidence in the things we can truly
know about the properties of propositions, about the statements that are true
and false, and finally, then, about the things that are morally right or wrong.
You would be led back to what Blackstone called “the laws of reason and
nature.”
Many
high-flown things have been said about natural law, including many high-flown
mistakes by people rather accomplished in the law. And so Richard Posner, a
legend in his own time as professor and federal judge, has suggested that “the
survival of the fittest” may be taken as an example of “natural law,” because
it purports to describe a law of behavior that finds its source in the “nature”
of human beings.1 By this reasoning, infanticide and genocide seem to be a
persisting, intractable part of the human record, and so it seems plausible
that they spring from something deeply planted in human nature. And yet,
natural law has ever set itself against the killing of the innocent.
Spinoza
identified natural law with laws of nature that governed the ways of each
individual thing. And so, as he said, “[F]ishes are determined by nature to
swim, the large ones to live off the smaller; therefore fishes are using this greatest
natural right when they possess the water.”2 This may be called the Kern and
Hammerstein theory of natural law: fish gotta swim/birds gotta fly. But as one
commentator, the redoubtable Samuel Pufendorf, rightly put it, it was a mistake
to confound these meanings of natural law, to confuse the laws of determinism
with “laws” and “rights” in their moral significance.3 It was especially inapt
to attribute a moral intention, or a moral understanding, to “animals that are
not endowed with reason.” The fish may swim, but it would be hard to attribute
to them the understanding that they were engaging their rights as they
glided about.4
Over a
hundred years earlier (in 1539), Francisco de Vitoria rejected a comparable
argument, to the effect that the stars had a natural right to shine, and the
sun to emit light. By that reasoning, as Vitoria had pointed out, we would be
doing “an injustice against the sun” by closing the blinds and blocking the
light.5 And of course, in these arguments, Pufendorf and Vitoria had been
preceded by Aquinas.6
These
are all venerable confusions, but it is time we stopped falling into them, for
they have been persistently countered, with compelling reasons. The expounders
of natural law did not confuse natural law with regularities in nature, or with
generalizations about the behavior of humans over time, drawn from the
checkered history of our species. Immanuel Kant had warned about that
temptation to draw principles of moral judgment from “the particular natural
characteristics of humanity” or the “particular constitution of human nature.”7
The teachers of natural law began, rather, with an understanding of the things
that were higher and lower in human nature. Which is to say, they had to begin
with an understanding of what was in principle higher or lower. On that point,
they could take their bearings in part from Aristotle, on the things that made
human beings decisively different from animals. Animals could emit sounds to
indicate pleasure or pain, but human beings could “declare what is just and is
unjust”; they could give reasons over matters of right and wrong.8 In the culminating
lines of his First Inaugural Address, Lincoln appealed to “the better angels of
our nature.” He could invoke the understanding of what was higher and lower in
the nature of human beings.
With
Aristotle and Lincoln we had an appeal to what could be called a “commonsense”
understanding: We would begin with the kinds of things that were accessible to
ordinary folk, without the need for any specialized, scientific vocabulary.
That kind of perspective found its understanding of the “human” by separating
human things from the things that were subhuman or superhuman. And there it
would begin with the things nearest at hand, in the difference between men and
animals.
What
seems to come as a surprise to many accomplished lawyers, who affect dubiety
over “natural law,” is that the natural law may take its bearing from this very
notion of the things that mark a distinctly human nature. Which is to say, what
seems to have fled from the memories of the lawyers are the plainest things
that Aristotle taught in that first book on politics and law. And lost in the
same way is the recognition of how widely the reasoning of natural law has been
absorbed in the common sense of ordinary people. That point was less obscure in
a time when the language of moral reasoning was used by political men with the
art of speaking to the multitude, or making themselves understood among a
large, public audience. When Lincoln spoke of natural rights he spoke of the
rights that arise distinctly from human nature, and he spoke in a manner that
was instantly intelligible:
Equal
justice to the south, it is said, requires us to consent to the extending of
slavery to new countries. That is to say, inasmuch as you do not object to my
taking my hog to Nebraska, therefore I must not object to you taking your
slave. Now, I admit this is perfectly logical, if there is no difference between
hogs and negroes.9
Or, in
the same speech, the famous Peoria Speech (October 1854), Lincoln noted that
even people from the South had not understood black people to be really nothing
more than horses or cattle. He noted that, in 1820, congressmen from the South
had joined congressmen from the North almost unanimously in outlawing the
African slave trade as a form of “piracy” and “annexing to [that crime] the
punishment of death”:
Why did
you do this? If you did not feel that it was wrong, why did you join in
providing that men should be hung for it? The practice was no more than
bringing wild negroes from Africa, to sell to such as would buy them. But you
never thought of hanging men for catching and selling wild horses, wild
buffaloes or wild bears.10
And
then, in a passage as moving as it was analytically pointed, Lincoln observed that
there are in the United States and territories, including the District of Columbia,
433,643 free blacks. At $500 per head they are worth over two hundred millions
of dollars. How comes this vast amount of property to be running about without
owners? We do not see free horses or free cattle running at large. How is this?
All these free blacks are the descendants of slaves, or have been slaves
themselves, and they would be slaves now, but for SOMETHING which has operated
on their white owners, inducing them, at vast pecuniary sacrifices, to liberate
them. What is that SOMETHING? Is there any mistaking it? In all these cases it
is your sense of justice, and human sympathy, continually telling you, that the
poor negro has some natural right to himself – that those who deny it, and make
mere merchandise of him, deserve kickings, contempt and death.
And now,
why will you ask us to deny the humanity of the slave? and estimate him only as
the equal of the hog? Why ask us to do what you will not do yourselves? Why ask
us to do for nothing, what two hundred million of dollars could not induce you
to do?11
Lincoln
would deftly bring his listeners back to that original ground, the difference
between men and animals. In the hands of Lincoln, that casting of the argument
was critical to the point that the rights articulated in the Declaration of Independence
had a natural foundation. They were not “rights” that were merely
established or posited in any place by the people with the power to lay
down rules, like the right to use the library in town or the squash courts at
the club. They were rights that would arise for all human beings by nature, and
they would remain the same in all places where that nature remained the same.
Drawing on the same ancient understanding, John Locke would put the matter in
this way:
For men
being all the workmanship of one . . . wise Maker . . . and being furnished
with like faculties, sharing all in one community of nature, there cannot be
supposed any such subordination among us that may authorize us to destroy one
another, as if we were made for one another’s uses, as the inferior ranks of
creatures are for ours.12
And in
his own work on the Social Contract, Jean-Jacques Rousseau could add:
Since no
man has natural authority over his fellows, and since Might can produce no
Right, the only foundation left for legitimate authority in human societies is
agreement.13
As the
understanding ran then, no man was by nature the ruler of other men in the way
that God was by nature the ruler of men and men were by nature the rulers of
horses and cows. Therefore, in the second step, if we find a state of affairs
in which some men are ruling over others, that situation could not have arisen
from nature. It must have arisen from convention, agreement, or consent.
To deny that understanding, said Jefferson, was to suggest that the “mass of
mankind” had been “born with saddles on their backs,” and that a favored few
had been born “booted and spurred, ready to ride them legitimately, with the
grace of God.”14
Even in
this age of “animal liberation” we do not find people signing labor contracts
with their horses and cows, or seeking the “informed consent” of their
household pets before they authorize surgery upon them. But we continue to
think that beings who can give and understand reasons deserve to be ruled with
a rendering of reasons, in a regime that elicits their consent. And yet, in our
own day, these classic arguments, grounded in the plainest things we can know,
have actually been derided and rejected by the orthodoxies now dominant on the
American campuses. The fashionable doctrines of postmodernism and radical
feminism have denied that we can know moral truths, let alone truths that hold
across different countries and cultures. And at the foundation of everything,
the exponents of these doctrines often deny that there is really a human
nature. What we take to be human nature they regard as “social constructs” that
vary from one place to another according to the vagaries of the local cultures.
I have had the chance to address this problem in another place,15 but it is
worth noting yet again that the people who take this line nevertheless keep
casting moral judgments across cultures: They condemn genocide in Darfur, as
they had condemned a regime of apartheid in the old South Africa, and they seem
able to discern “wrongs” done to women. In fact, they seem to be able to
recognize women when they see them, even in exotic and primitive places.
And so, in the world of the postmodernists now on the campuses, there are human
rights to be vindicated all over the globe, but strictly speaking there are no humans.
For there is no human nature. And since there are no moral truths, there are no
human “rights” that are truly rightful.
If we
follow again Aristotle’s understanding, the nature that is enduring becomes the
source in turn of laws that spring enduringly from that nature. Aristotle would speak then about the law that
is peculiar to any place or people and the kind of law that would be true in
all places. And Cicero could write then in his Republic that “there will
not be different laws at Rome and at Athens, or different laws now and in the
future, but one eternal and unchangeable law will be valid for all nations and
all times.”16 The late Heinrich Rommen drew upon recognitions of this kind when
he remarked of the natural law that it was “an imperishable possession of the
human mind.”17 It was an imperishable
part of the things we could know, either because there was something permanent
and enduring in the truths that it grasped, or something enduring in the nature
of a creature that had a distinct access, through his reason, to those truths.
It should occasion no surprise then that, in countless ways, those truths break
through in the most ordinary cases. A visitor from London gets off a plane in
New York, and we do not think we have to look at his passport, or take note of
his citizenship, before we protect him from an unjustified assault in the
street. But we seem to understand that the same man may not take himself over
to the City College of New York and claim admission, or claim the same,
subsidized rate of tuition that the people of New York are willing to make
available to citizens of New York. The latter is a claim or right that arises
in a particular place, out of a particular association (like the right to use
the squash courts at Amherst College). But the right to be protected against an
unjustified assault is a right we would expect to be respected in all places by
governments that purport to be decent and lawful governments.
During
the recent, tumultuous demonstrations on immigration, we found many illegal
aliens and their sympathizers carrying banners urging the conferral of
citizenship even on those who came to this country illegally (in violation of
the “positive laws”). What the demonstrators were arguing, I take it, was the
rightfulness of conferring citizenship upon them quite apart from what the
positive law had stipulated. They themselves were not citizens, but they wished
to be, and they believed they had a rightful claim to be recognized as citizens.
But again we may be surprised by the obvious: Since these people are not
citizens, the “rights” they are invoking cannot spring from any rights they possess
now as citizens. They must be invoking an understanding of right and wrong
that stands quite apart from the positive law, the law that is “posited,” set
down, enacted in any place. The demonstrators were evidently invoking a
standard of right and wrong that could be posed against the positive laws in
judging the rightness or wrongness of those laws. In other words, they were appealing,
in effect, to an understanding of natural right or natural law. And once again,
they were doing it without any particular awareness that they were doing
anything distinctly philosophic or juridical.
In the
same way, we find that ordinary people show a commonsense understanding of the
properties of a moral argument, even if they have not had a college education.
And so, without making too much of it, people seem well aware of the difference
between the things that are of the day, evanescent, and the things that are
permanent, the things that are always. Or they grasp the difference between the
things whose goodness is merely contingent upon their results, as
opposed to things good or bad in themselves. Even people who have never been
instructed in philosophy, and do not have the terms or the jargon, are aware of
things whose goodness and badness is contingent on matters of degree and
circumstance. They may readily grasp that the taking of an alcoholic drink is
not always harmful; that it matters notably if it is taken in moderation, or
taken in excess, without restraint. But we do not find the same people saying
that “genocide, if taken in moderation, may be harmless or inoffensive.”
Ordinary people may have a keen sense of those things whose wrongness will not
be effaced by matters of degree and circumstance. In that vein, we may find
ourselves raising the question of whether racial discrimination – the
willingness to assign benefits and disabilities to people solely on the basis
of their race – is in principle wrong or merely contingently wrong, depending
on its result from case to case. If it is in principle wrong, we would be led
to conclude that it is wrong even if we do it just a bit of the time or, as the
saying goes, that “we take race into account” at the margins of certain cases.
Imagine saying that “it is wrong to kill on the basis of race, but perhaps legitimate
to ‘take race into account,’ to let any decision on killing hinge on the matter
of race.” And so, if it is wrong in principle to make decisions on admission to
universities hinge on race, then it would be quite as wrong to “take race into
account” in making decisions in marginal cases. Just how we show that something
is indeed in principle or categorically wrong in that way is a matter that may
run well beyond the facility of the man on the street. And yet there is,
without doubt, an awareness among ordinary people that there are certain things
so wrong that their wrongness will not be diminished even if they
are done only occasionally, in small doses.
It is
one of the oddities of our recent experience that we can count on ordinary
people to have the sense of these things, even as academics contrive theories
to talk themselves out of these moral recognitions. But that may confirm the ancient
truth that these are the kinds of things that we are simply constituted, in our
nature, to understand. That lingering truth may account for the willingness of
that eminent jurist Antonin Scalia to be open to the possibility of natural
law, even as he has been rather scathing in rejecting natural law as a
plausible scheme for judging in our own law.18 One gathers that, for Scalia,
the telling mark against natural law is that it inspires too ample a variety of
theories and interpretations. But as we have to come to see in other domains,
the mere presence of disagreement cannot be taken itself as proof that there
are no truths to discern. Still, even a generation of Founders who were quite
clear about natural right and natural justice could find certain advantages in
a written Constitution. Many of them thought, with Scalia, that a written
Constitution, published and confirmed over the years, would make it far easier
for the public and for lawyers to become clear on the meaning of the
“fundamental law.”
But as I
have tried to show, with a certain persistence in my own writing, none of this
dispenses with the need and the utility of natural law reasoning. At almost
every practical turn, as we try to apply the Constitution to the cases that
come before us, we find the need to move beyond the text of the Constitution to
those premises, or principles, that were antecedent to the text.19 They were
the first principles of “lawfulness,” so fundamental that few people thought it
necessary even to state them. (One of them, as we have seen, was the principle
that barred “ex post facto laws.”) But in their axiomatic quality, they touched
the first principles in logic or the “laws of reason.” James Wilson, one of the
truly premier figures among the Founders and the members of the first Supreme
Court, put it most aptly when he observed that, as we sought the ground of the
law, we were brought to nothing less than the “principles of mind” or to the
grounds on which we can claim truly to know anything.20 The first
generation of jurists made these moves with little strain. And yet, it seems to
come as a surprise to many jurists and lawyers today that they are relying on
these axioms of reason when they are “doing” law, or that these axioms of
reason are indeed at the foundation of what the Founders understood as the
“laws of reason and nature.”
Among
our current jurists, Justice Scalia has invoked those grounding truths with the
most telling effect, even while professing his deep skepticism or wariness
about natural law. As we shall see in a moment, Scalia, too, has had to make
appeals to these canons of reason. That may be but another way of confirming
that even the presence of a written Constitution does not relieve us of the
need to deliberate in this manner, with a discipline of reason that was there,
after all, to guide the framers even as they set about the task of drafting a
constitution. And surely we have had ample experience by now to know that we
have encountered some of the deepest disagreement over the meaning of terms in
the most familiar passages in the Constitution – for example, laws “Impairing
the Obligation of Contracts,” or violating the Due Process of Law, or abridging
the Equal Protection of the Law. We have seen judges fully willing to insist
that a Constitution that refers at several points to Capital Offenses somehow,
in its truer meaning, precludes capital punishment. On the other hand, as we
shall see, some of the precepts or principles of natural law are so firmly in
place, so bound up with the axioms of our reasoning, that there is no serious
dispute about them. Nor is there any sense that they are “hazy,” vague,
incapable of being grasped and applied in the most practical way. In fact,
these axioms are so woven in with our understanding that we may no longer even
be aware of them as first principles.
In that
vein, one of the first things we understand about the domain of moral judgment
is that we cast judgments only on those acts that take place in the domain of
freedom, where people are free to choose one course of action over another. As
Thomas Reid observed, then, one of the first principles of moral reasoning is a
proposition I have recast in this way: that we don’t hold people blameworthy
and responsible for acts they were powerless to affect.21 If Smith is thrown out the window and on the
way down lands on Jones, we don’t hold him responsible for an assault. If Smith
was born after the crime was committed we take that as powerful evidence of his
innocence. If Smith was acting under hypnosis, so that his acts were directed
by someone else, and sprung from no reasons or motives of his own, we take
those facts as diminishing or dissolving his fault. If Smith met some clinical
test of insanity, if it could be shown that he was not really in control of
himself, that too would argue against his guilt. All of these are but instances
informed by the same principle. As it turns out, there are no contingencies or
circumstances in which that underlying principle will fail to be true. And yet
from that proposition may spring, as I say, things like the insanity defense or
the wrong of people suffering discrimination over something like their race,
which is beyond their control.22
But of
course “race” is not entirely beyond one’s control: there are many black people
of light skin who “passed” for white, and in this age of many mixed racial
marriages, we find offspring who have choices in the racial definition they
offer of themselves. The wrong of racial discrimination reaches a slightly
different variant with the same ground of principle. For the issue is bound up
with the enduring question of “determinism” as the radical denial of “freedom.”
I have argued this matter at length in other places,23 and it may be enough
here to offer this more compressed account. Behind the will or passion to
discriminate on the basis of race is a species of “determinism”: the notion
that race exerts a kind of deterministic control over the character and moral
conduct of persons. Under this persuasion people may slide into the assumption
that if they know someone’s race, they can draw some plausible moral inferences
about him: whether he is, on balance, a good or bad man; whether his presence
in the firm or the neighborhood would improve the business or the community, or
whether that presence would have a degrading effect. To know someone’s race,
then, on these premises, is to know something about that person that would mark
him, with a high probability, as being
fit or unfit for any place, more or less deserving of hiring and promotion. In
short we would have the clearest ground for assigning benefits and disabilities
to people on the basis, decisively, of their race.
But if
this sense of things were true – that we are “determined” or controlled in our
conduct by our race – then none of us could plausibly bear responsibility for
our own acts. It might be said, in this respect, that the willingness to discriminate
on the basis of race denies that moral autonomy, or freedom, that is the very
premise of our standing as “moral agents.” If we were not in control of our own
acts, we would never deserve punishment at the hands of the law – and neither
would we ever deserve praise. And so in all strictness it could be said that if
this notion of “racial determinism” were not wrong, then nothing literally
could ever be “wrong,” for there would be no plausible standards of right and
wrong to which persons might be held accountable. The whole language and logic
of moral judgment, and of legal judgment, would be stripped of its meaning.
These words “right” and “wrong” would be reduced to the oddity of words without
meaning or function. They might imply a vague approval or disapproval, but not
strictly a ground for casting judgments of right and wrong on other people.
When
understood in this way, the wrongness of racial discrimination is anchored in
the very logic of law and moral judgment. The wrong then is not merely
“contingent” on circumstances, or on its effects in any case, but is categorical:
There are no circumstances under which it fails to be wrong. That sense of the
matter would stand in sharp contrast to the way in which the case against
racial segregation was made in the federal courts, in that celebrated pattern
of litigation carried through from the 1930s to the 1950s, with Brown v. Board
of Education. And so the argument was heard that discrimination in colleges
and law schools would be wrong because black students would be deprived of the
acquaintances and “contacts” that would enlarge their horizons and the prospect
for their careers.24 Or with the Brown case, the argument was made that
the separation of children on the basis of race would impair the motivation of
black children to learn and, with that, their performance in school.25 Never
mind that there were cases of all-black high schools, with motivated pupils,
families, and teachers, that went on to produce many black people for
professional life.26 And never mind, too, that these conjectures were
inherently probabilistic: In the nature of things, one could not know for sure
that, by bringing together people of different races, the mixture would beget
affection, conversation, and friendships carried over into business. These were
all predictions quite hostage to the results. And the radical defects in this
mode of argument would make themselves manifest as soon as one posed the
question in this way: If we separate students on the basis of race and their
reading scores go up, would that mean that the racial segregation had
ceased to be wrong? Or are we inclined to say, rather, that the segregation is
wrong in principle? I once offered the example of the redoubtable Cecil
Partee, the legendary black ward committeeman in Chicago. In Partee’s account,
he had graduated from the University of Arkansas in 1938 near the top of his
class, and he applied to the law school.
But Arkansas would not permit blacks to attend the law school of the
public university. The state offered instead a voucher that would permit Partee
to pursue his studies in law schools outside the state. And so, barred by law
from the law school of the University of Arkansas, Partee was compelled to
choose instead between the law schools of the University of Chicago and
Northwestern. As Partee later put it, “I laughed all the way to Chicago.”27
Cecil Partee did not suffer a material
harm as a result of the policy of segregation in Arkansas; but he was
“wronged.” He was treated according to the maxims of an unjust principle.
To take
the matter from yet another angle, a sober reckoning of violent crime in New
York or other cities would point to a clear “demographic” cohort, quite likely
to produce assaults well beyond the levels shown by other groups. Young black
and Hispanic males, between fourteen and twenty five, are far more likely to
commit violent, armed assaults than white male accountants or female lawyers in
their forties and fifties. If it were a matter strictly of playing the odds, or
being governed by the probabilities, it would be entirely conceivable at least
to cast an argument on utilitarian grounds for a certain preventive detention,
or perhaps “closer official governance,” of young males in this category.
Balancing risks against gains, it is certainly arguable that the community
would be a net gainer in the lives saved and the families preserved against the
loss of productive members. And yet no one would come even close to offering
such a proposal for discussion, let alone a serious plan to act upon. When we
recoil from a scheme of that kind, the aversion can be explained only by the
recognition that a policy of that sort would catch, in its sweep, many innocent
people. They may be poor, but they may have no disposition to make their way in
life by hurting others. But that is to say, when we hold back from that scheme,
we seem to recognize that the features of ethnicity or race, mingled with
poverty, do not control or “determine” character. We back into the recognition
that we are imputing, even to ordinary folk, a certain capacity to hold
themselves back from the ethic that may be dominant in their neighborhood or
among their racial group, and reach their own judgments about the things that
are right or wrong. To put it another way – without royalties to Immanuel Kant
– we are recognizing a certain moral autonomy that must be
characteristic of human beings. And it must be indeed the predicate of that
freedom we impute to moral agents.
It is
another of those curiosities of our own day that the notion of “moral autonomy”
has been taken by liberals as the anchoring ground for new rights of sexual
liberation. And at the same time, those extravagant claims have stirred a
recoil among conservatives. In both instances, the notion of autonomy is
gravely misunderstood. We may coherently impute a certain moral autonomy only
to moral agents – those creatures who are capable of deliberating about the
grounds of their well-being, and giving reasons. But it is in the nature of
moral agents also that they have an understanding of right and wrong. They
could grasp then, as Aquinas and Lincoln recognized, that there cannot be a
“right to do a wrong.” They could grasp, in other words, the things they can
have no right to do or to claim in the name of their “autonomy.” To invoke
“autonomy” is not to invoke a license for a freedom emancipated from moral
restraint, in private or in public. But when we fill in the portrait of that
creature bearing this moral autonomy, we are describing again that creature
described by Aristotle, standing somewhere between the beasts and the gods. It
is the only animal fitted for political life and law because it is the only
creature who can frame propositions, grasp the nature of an obligation, and
respect a law beyond himself; a law that runs counter to his own inclinations
or interests. When viewed through the lens of the American Founders, these are
the creatures encompassed by that proposition, as Lincoln called it, “all men
created equal.” The political Left in our own day reproaches the American
Founders for their putative failure to respect that principle. In that
argument, the Founders have been indicted for the accommodations they made with
the evil of slavery. But as we have seen, the embarrassment for writers on the
Left is that they deny that there is a “nature” that provides the ground for
these claims of equality and rights. They take a moral high ground in relation
to the Founders, and yet they deny that there are moral truths that reason can
know. And so, while they elevate “equality” as a principle, they deny that
principle, or any other moral principle, the standing of a truth.
The
confusion suffered here by the Left may be bound up with certain confusions suffered
by many other people on what it means to regard “all men are created equal” as
a self-evident or necessary truth. A “self-evident” truth is not one of those
things “evident” to every “self” happening along the street. It was closer to
what Aquinas described as a truth that had to be grasped per se nota, as
something true in itself. Aquinas remarked that it was one of those “evident”
principles of what he called “speculative reason,” a truth that is “the same
for all, but . . . not equally known to all. Thus it is true for all that the
three angles of a triangle are together equal to two right angles, although it
is not known to all.”28 If a person could not grasp the law of contradiction –
that two contradictory propositions both could not be true – there would be no
way of explaining it to him. For virtually anything we said could be
contradicted, and if he thought that everything said was equally plausible – if
he could entertain at the same time propositions that were at war with one
another – there was nothing he could ever literally come to “know.” If we
sought to stage a controlled experiment – say, with a ball rolling down an
inclined plane – we might test one plane with a slight angle set against a
plane with a steeper angle. We could measure then what effect the steepness of
the angle had on the acceleration of the ball. But we would need to understand
at once that we were dealing with two different angles – that we have angle A,
we might say, set against non-A. If we did not know the “law of contradiction,”
we could hardly understand the significance of comparing two or more distinct
angles. We would have to know that A does not equal non-A if the experiment is
to make sense. If we did not know the “principle of identity,” we might not
grasp the importance of the things held constant during the experiments,
retaining their identity through changes in positioning. In other words,
someone would have to understand these first principles before he could
understand an experiment. And if he professed not to understand, say, the law
of contradiction, then there would be no way to convey the point to him in
the form of an experiment.
That the
American Founders understood this matter of truths that had to be grasped per
se nota was nowhere confirmed with more eloquence or clarity than by
Alexander Hamilton in his opening paragraph for the Federalist No. 31. I
have had the occasion to quote this passage before, but it is never out of season
to quote it, for it still offers the most compelling example of what that
generation of lawyers and Founders understood about the nature of axioms. This
is the way Hamilton set up the problem in the Federalist No. 31:
In
disquisitions of every kind there are certain primary truths, or first
principles, upon which all subsequent reasonings must depend. These contain an internal
evidence which, antecedent to all reflection or combination, commands the
assent of the mind. . . .Of this nature are the maxims in geometry that the
whole is greater than its parts; that things equal to the same are equal to one
another; that two straight lines cannot enclose a space; and that all right
angles are equal to each other. Of the same nature are these other maxims in ethics
and politics, that there cannot be an effect without a cause; that the means
ought to be proportioned to the end; that every power ought to be commensurate
with its object; that there ought to be no limitation of a power destined to
effect a purpose which is itself incapable of limitation.29
Hamilton,
in this passage, clearly grasped the properties of a “first principle.” The
question persistently arises as to what kind of a proposition, exactly, was “all
men are created equal” if that proposition really had the standing of a first
principle. Some people have regarded it as an inductive proposition – that
it is drawn as a generalization from experience, in taking account of the
differences between men and animals, differences accessible to people of common
sense. But as Thomas Reid pointed out, an inductive proposition claims to offer
nothing more than a generalization drawn from experience, and therefore it
cannot rise above a statement of probability.30 If “all men are created equal”
were really an inductive proposition, it would have to be recast as “Most men
are created equal, most of the time.”
In my
childhood, in the early days of television, there was a program called Candid
Camera, and in one of the early episodes the producers set up a microphone
in a mailbox. The mailbox then would engage the people dropping in letters. The
mailbox would say something like, “Is it still raining?” And what was
astonishing was just how many people, without skipping a beat, would answer and
fall into a conversation with the mailbox. It occurred to me recently that we
could put the question: If most of us don’t talk to mailboxes, do we make that
judgment inductively or deductively? That is, if we are asked why
we don’t speak to the mailboxes, are we inclined to say, “They usually don’t
talk to me”? That is, do we induce what strikes us as a general rule, likely to
be true, as we draw the lessons from experience in the past? Or is it that we grasp
something about the nature of mailboxes, and we have no expectation of carrying
on conversations with mailboxes, household appliances, or other inanimate
objects?
As Reid
taught, a “first principle” had to state a “necessary” proposition, and
“propositions of this kind, from their nature, are incapable of proof by
induction.” They could not be demonstrated by experiments because experiments
depend on experience, and “experience,” he said, “informs us only what is, or
has been, not of what must be”:
Though
it should be found by experience in a thousand cases, that the area of a plane
triangle is equal to the rectangle under the altitude and half the base, this
would not prove that it must be so in all cases, and cannot be otherwise. . . .
31
The hard
fact was that one could not “experience” a necessary proposition. Experience
could tell us only of the things experienced, and we have no experience of the
future. At the most, we might say that, in certain cases, the future is likely
to be similar to the past and yield similar outcomes. That the advent of major
league baseball in any city will foster many new jobs and lift the level of
prosperity may be a high probability indeed. Still, that relation of cause and
effect would not be true of necessity. But that it is “wrong to hold people
blameworthy or responsible for acts they are powerless to affect” would in fact
be true under all conditions and circumstances, now and in the future. A
necessary proposition would hold true at all times, in all cases. When Lincoln
said that the American republic began, not with the Constitution, but with that
“proposition” that “all men are created equal,” he seemed to regard that
proposition as conveying the principle that defined the character of the
regime. From that proposition, everything else radiated. That proposition, he
said, marked “an abstract truth applicable to all men and all times.” The
notion of government by consent, or as Lincoln put it, “the doctrine of
self-government,” was, as he said, “absolutely and eternally right.”32 And with
that, he left us the clearest sense that this principle, the founding principle
of the regime, was nothing less than a first principle, with nothing merely
contingent or probabilistic about it.
In the
same way that ordinary people reveal a philosophic sense without being quite
aware of it, some of my best friends among lawyers tend to back into these
first principles even while professing that they cannot reliably know them. One
judge I know insists that we should not be legislating on matters of moral
consequence in the absence of a consensus – to which his friends respond by
asking, “Do you claim to have arrived at that proposition or rule on the
basis of a consensus? Have you taken a survey and established that this rule
you announce has elicited the widespread, or even unanimous, agreement of the
public? If so, we have to report that we didn’t receive our ballots. And
if we had, you would not have had any consensus to report.”
But of
course this judge had not taken a survey before he announced this proposition,
which he evidently regarded as a cardinal point in jurisprudence. To take those
lines from Hamilton, he had apparently regarded this proposition as one of
those truths “which antecedent to all reflection or combination commands the
assent of the mind.” Which is to say, he took it as nothing less than a first
principle, from which we could draw a substantial body of judgments in the law.
But a principle of that kind could not depend on a consensus or the taking of a
vote. And if we can know at least one proposition of that kind, whose claim to
our respect does not depend in the least on a consensus or the vote of a
majority, we may reasonably expect to know one or two others.
What
undoes this offhand gesture toward a first principle on the part of the jurist
is that it backs into self-contradiction. It runs afoul of the laws of reason. The
nearest variant on this mistake is probably the most familiar refrain, on the
political Right as well as the Left, among those who express dubiety about natural
law. It usually runs in this way: “If there were moral truths that held universally,
they would be acknowledged in all places. The fact that they are not – that we
find instead a widespread disagreement over the things that are right and wrong
– stands as prima facie evidence that those ‘universal moral truths’ do not
exist.” As I have pointed out in another place, that argument really reduces to
this proposition: that the absence of consensus or agreement indicates the
absence of truth. Now of course I would have to register my own disagreement
with that proposition, and on its own terms that should be enough to
establish its falsity.
There
are no tricks, and this is not a game with words. It is a matter of people
simply falling into what the philosophers call a self-refuting proposition. What
is odd is to see how many people experienced in law still regard that
proposition with evident seriousness, and that some judges are willing to take
it as a foundational point in their jurisprudence. There is surely no more
telling example on that head than that proposition offered earnestly by Justice
Harry Blackmun:
When
those trained in the respective disciplines of medicine, philosophy, and
theology are unable to arrive at any consensus [on the question of when human
life begins], the judiciary, in this point in the development of man’s knowledge,
is not in a position to speculate as to the answer.33
Actually,
there was no want of consensus in the textbooks on embryology and obstetric
gynecology on this matter of when human life began. That point was amply
established by the Senate Committee on the Judiciary in 1981, when it surveyed
all of the leading textbooks in the field.34 Obviously, Blackmun had undertaken
no survey to gauge the absence of a consensus; he was simply stating what he
took to be a truism. But if he had been alert to the property of propositions
he might have recognized that he too had simply backed into a self-refuting
proposition. Again, what seems to come as a surprise for lawyers and judges,
whether conservative or liberal, is that natural law is bound up with the laws
of reason, or the canons of logic. One of the most gifted lawyers this country
has produced, a man who made his way into the profession by “reading at law,”
gave us the simplest example of natural law reasoning. And in the spirit of natural
law, it could be grasped readily even by people without training in law. In a
fragment he had written for himself, Abraham Lincoln imagined himself in a
conversation with the owner of black slaves, raising the question of how he
could justify making a slave of black people:
You say
A. is white, and B. is black. It is color, then: the lighter having the right
to enslave the darker? Take care. By this rule, you are to be slave to the first
man you meet, with a fairer skin than your own.
You do
not mean color exactly? – You mean the whites are intellectually the
superiors of the blacks, and therefore have the right to enslave them? Take
care again. By this rule, you are to be slave to the first man you meet, with
an intellect superior to your own.
But, say
you, it is a question of interest; and, if you can make it your interest,
you have the right to enslave another. Very well. And if he can make it his
interest, he has the right to enslave you.35
Lincoln
offered, in the most concentrated form, a model of principled reasoning: There
was nothing one could cite to disqualify the black man as a human being, and
the bearer of rights, that would not apply to many whites as well. There was an
apt lesson to be drawn in pointing out that nowhere, in this chain of
reasoning, was there an appeal to faith or revelation. Lincoln’s argument could
be understood across the divisions of religion or race or class – it could be
understood by Catholics or Baptists, by geologists or carpenters, and even by
people unburdened with a college education. It could be understood then by
ordinary people, using the wit of rational creatures, and in my own experience
no one, hearing the argument, has failed to grasp it. For the natural law to
function as law, it has to be accessible, fairly commonly, to those creatures
of reason who walk among us.
As
Aquinas observed, the divine law we know through revelation, but the natural
law we know through that reason that is natural to human beings, accessible to
ordinary people as creatures of reason. That understanding was carried down
over the years to the American Founders through other sources confirming that
teaching. James Wilson often cited the formidable Jean- Jacques Burlamaqui in
his classic work The Principles of Natural and Politic Law (1748), and
Burlamaqui thought it critical to get clear on why natural law could not be
dependent on revelation. No doubt, he wrote, “God was at liberty . . . to
create or not create man,” and to impart to him quite a different nature. But
“having determined to form a rational and social being, he could not prescribe
any thing unsuitable to such a creature.” In fact, Burlamaqui suggested that
the notion of law and its principles would be subverted if they were thought to
depend on “the arbitrary will of God”:
For, if
these laws were not a necessary consequence of the nature, constitution, and
state of man, it would be impossible for us to have a certain knowledge of
them, except by a very clear revelation, or by some other formal promulgation
on the part of God. But . . . the law of nature is, and ought to be, known by
the mere light of reason.36
Long
before Burlamaqui and the teachers of international law, the same point was
made by “the judicious Hooker,” as Locke called him. Richard Hooker, in his Laws
on Eccesiastical Polity, explained the elementary point that the natural law would be
known through that reason that is distinctive to human beings:
Law
rational therefore, which men commonly use to call the law of nature, meaning
thereby the law which human nature knoweth itself in reason universally bound
unto, which also for that cause may be termed most fitly the law of reason.37
But long
before Hooker were the Church fathers – vide St. John Chrysostom: “We use not
only Scripture but also reason in arguing against the pagans.” And of course,
running back to the beginning of the Church, St. Paul in Romans: “When the
gentiles, which have not the law, do by nature the things contained in the law,
[they] are a law unto themselves” (Romans 2: 14). On the central place of
reason, then, in natural law, there is a convergence of teaching emanating from
both Jerusalem and Athens, with the moderns as well as the ancients. In fact,
as John Paul II and his successor have argued in our own day, the tradition of
philosophy coming down from the Greeks has been, as John Paul II said, “the
hedge and protective wall around the vineyard” of the Church. For the
discipline of philosophy has been critical in helping to discriminate between
readings of revelation that were plausible or spurious. John Paul II thought
that it was the considerable service of the “fathers of philosophy to bring to
light the link between reason and religion”:
As they
broadened their view to include universal principles, they no longer rested
content with the ancient myths, but wanted to provide a rational foundation for
their belief in the divinity. . . . Superstitions were recognized for what they
were and religion was, at least in part, purified by rational analysis.38
The tie
to philosophy, even for religion, marked the unity of knowledge, and it
provided the anchoring point of conviction that there could be no real division
between religion and science. As John Paul II observed, “[T]he two modes of
knowledge lead to truth in all its fullness. The unity of truth is a fundamental
premise of human reasoning, as the principle of non-contradiction makes
clear” [my italics]:
Revelation
renders this unity certain, showing that the God of creation is also the God of
salvation history. It is the one and the same God who establishes and
guarantees the intelligibility and reasonableness of the natural order of things
upon which scientists confidently depend. . . . 39
I would
not want to claim that John Paul II was coinciding with Immanuel Kant in all
critical respects; but I would point out that the Holy Father saw no strain in
finding the ground of moral reasoning, as Kant did, in the laws of reason,
anchored in the law of contradiction. It should not have come as news to
writers in our own day, and yet it seems to come as a kind of revelation to discover
that “natural law” does not depend on religious beliefs, ever evading the test
of reason. Quite to the contrary, natural law has ever been bound up with “the
laws of reason,” and the laws of reason find their own touchstone, or their
anchoring ground, in the law of contradiction.
By the
time we have taken these simple steps, tracing back the tradition, we will have
backed into Immanuel Kant’s recognition: that what we mean by the “moral laws”
is nothing more than those laws of reason themselves. They are the laws of
reason, the canons of logic, that command our judgment in the domain of
freedom. For it is only in the domain of freedom that a practical judgment
becomes possible. It is only when we have the freedom to choose that we are
drawn outward to the standards that govern our choice between the things that
are good or bad, right or wrong, just or unjust. Kant used that curious
expression “the laws of freedom” to mean the “moral laws.” At first glance that
might sound like an oxymoron, for if there are laws governing us we would not
be free exactly to do as we wished. But the point rather was that the “moral
world,” with the casting of moral judgments, makes sense only in that domain in
which people are free to choose one course of action over another. The
“laws of freedom” are those “laws of reason” that command our judgment in the
domain of freedom. We do not impute wrongs to the movement of rocks in a
landslide; we do not say it would be morally wrong if Smith, falling out
of a window, fell down upon Jones. The “laws of freedom” would refer then to
those “laws of reason” that command and guide our acts in the domain of
freedom. But they are “laws” only if they have about them the quality of
necessity. And they can have that quality only if they find their ground indeed
in the “laws of reason” strictly understood – in propositions we cannot deny
without falling into contradiction.
Still,
one might ask, How are they “laws” like the “laws of physics”? After all, we
cannot repeal the “laws of gravity.” And those strike us more forcibly as laws:
laws that cannot depend on our will or intentions, laws that we are obliged to
respect because they are forces of nature. In contrast, people are every day
violating the law of contradiction; they often find ways of being inconsistent,
especially on things that matter to them. The “laws of reason,” anchored by the
“law of contradiction,” would be a different species of “law.” And what makes
them a species of “law” is that they have the force of being inescapably true.
The ceiling does not fall in when we do things that are contradictory. The law
of contradiction claims the standing of law because it has the sovereign
attribute of being not only true, but true of necessity. It commands our
respect then as creatures of reason in the domain of freedom. These are
creatures who have reasons for their acts, and beyond that, creatures who may
be concerned to describe, in their own acts, a principled course of conduct.
As
Aristotle reminded us, we would not assume that all human beings, at all ages
or stages of maturity, would have that concern as a matter of high rank in
their lives. For those people, as he said, life may consist of a series of disconnected
emotional episodes, so that the decision taken yesterday bears no relation to
the decision taken today.40 Yet, even ordinary people, not especially
reflective, will show that concern in one degree or another; and even if they
do not, the main point is not dislodged. To the extent that we would govern our
acts by principles of judgment that are true, the standards that are grounded
in this way, in propositions that must be true of necessity, have an
unsurpassed claim on us. To the extent that we are governed and guided by them,
they offer the grounds on which we can give a compelling account of our own
acts. And if our acts find their ground in the “laws of reason,” in
propositions that are true of necessity, those reasons will hold in all places.
They will hold, that is, in all places where human creatures can be found and
the laws of reason are intact. Hence the understanding summarized in such a
compressed way in the Categorical Imperative: Act only on that maxim fit to be
installed as a universal rule.
The
subject of this sentence is the unexpressed “You,” a person in the domain of
freedom who faces a choice over different courses of conduct. To extent that
you allow yourself to be governed by “the laws of reason,” by propositions that
must be true of necessity, your acts are guided by a proposition “fit to be
installed as a universal law.” If a proposition is true of necessity, then as
we say, “perforce” it must be true in all places. It must be universal in its
reach or application.
Let me
recap quickly and offer an example. We know that we are dealing with a
proposition true of necessity when we confront a proposition that cannot be denied
without falling into contradiction. The skeptic who denies that we are in the
domain of freedom manifests his own freedom to stand apart and refuse his
assent to our claim that freedom, as a practical matter, does exist. To the
extent that he insists that we are “wrong” or mistaken to assert the existence
of freedom – or assert the truth of anything – he does not merely register his
feelings or his personal aversion. He is telling us that we are wrong,
that we are mistaken. But that move must imply that he has access to standards
of reason, accessible to us as they are to him – standards of judgment that
would tell us that we are wrong. He has merely found another way of confirming
his own access to the “laws of reason.” With these moves he not only backs into
self-contradiction; he also confirms the Kantian proof of what we mean by “the
laws of freedom” or moral laws: (i) that in some parts of our lives at least we
are in the domain of freedom, with the freedom to choose our own course of
conduct, and (ii) that we have access to the “laws of reason” in gauging
whether the maxims, or reasons, underlying our acts are true or false, right or
wrong.
But if
all of that is the case, then we would confirm in the same way that proposition
I mentioned earlier, as the first implication springing from the logic of
morals: namely, that moral judgments cast upon others make sense only if we can
assume that people were free to form their own acts; that we may not hold
people blameworthy or responsible for acts they were powerless to affect. With
but a short step, we may add the implication that springs up for racial
discrimination: that we cannot credit the notion that race essentially controls
or “determines” the moral character of any person. For under those conditions,
no one would be responsible for his own acts, and no one could possibly merit
either praise or blame, rewards or punishments. With those elementary points in
place, consider one application of the Kantian understanding:
Let us
suppose that we have two owners of restaurants in that liberal town called
Amherst, Massachusetts, a college town, peopled richly with persons of the most
advanced liberal reflexes. The two owners decide to arrange their
establishments on the rule that there shall be no discrimination on the basis
of race in admitting customers to their places of business. But we know that
people may act in the same way even when their conduct springs from reasons or
maxims that are strikingly different. Restaurant Owner A is working on the
maxim that “it is good to accord the rules of one’s business with the local
ethos or the ‘culture’ of that community in which the business is located. It
would be thoroughly bad for business in liberal Massachusetts if the word got
out that the proprietors of this restaurant were racist, that they were willing
to find certain customers undesirable solely on the basis of their race.”
In
contrast, Restaurant Owner B works on this maxim: “It would be incoherent to
assume that race determines moral character, and that I could draw any
interesting inferences about my potential customers based upon their race. It
might be reasonable to discriminate, say, on the basis of a dress code, but it
would be utterly indefensible to mark my customers worthy or unworthy solely on
the basis of their race.”
But
then, in the usual license of a thought-experiment, let us imagine that both
owners are somehow transported to South Africa during the regime of apartheid.
Restaurant Owner A holds to his maxim as one that is eminently portable, but he
is now in a different place, with a different ethos, and so the result is that
he now flips in his operating rule. All around him people make the most
important discriminations based on race, and he will not offend the local
culture; he will adopt its racial principles as his own. With Restaurant Owner
B there is the same willingness to stick with the same maxim, because it has
not been affected by the shift in locale. He still understands that it would be
not only wrong, but incoherent, to indulge the assumption that people are controlled
or determined in their conduct by their race. The difference, however, is that
Owner B’s maxim is grounded in a law of reason, a proposition that is true of
necessity. We need not be overly romantic and suppose that Owner B is utterly
indifferent to “results.” It may matter profoundly to him that he might not be
able to stay in business, and make a living, if he adheres to the maxim that
claimed his respect, and governed his acts, when he was in Amherst,
Massachusetts. He is bound to understand all of that. It is just that, in all
honesty, he still finds that the principle he recognized earlier has not been
diminished at all in its validity merely because he has moved from Massachusetts
to South Africa. If he would be governed by a moral principle that is true and
commands his allegiance, he simply reports that he can do no other. Lincoln
once remarked on the young man aspiring to be a lawyer that “if in your own
judgment you cannot be an honest lawyer, resolve to be honest without being a
lawyer. Choose some other occupation, rather than one in the choosing of which
you do, in advance, consent to be a knave.”41 Advice aptly and soberly offered
to lawyers would not become wildly utopian when addressed to the owners of
restaurants.
But what
we have then, with Owner B, is the case of an actor in the domain of freedom
who accorded his conduct with a maxim fit to be installed as a universal rule.
The maxim was as valid in South Africa as in Amherst, and the validity of that
maxim was utterly unaffected by the prospect that the results could be dire,
that he could fall out of that business. And that is what we may tenably mean
by that language, often appearing grandiloquent, that something categorically
wrong retains its standing as a wrong even if the results are unhappy and even
ruinous.
If that
construction is intelligible, then we could see more readily what Kant meant
when he said that everything that has standing as a moral principle has that
standing as it is drawn as a logical implication from this core: an actor in the
domain of freedom, seeking to accord his acts with a maxim grounded in the laws
of reason. And so as Kant said, “[W]e ought . . . to derive our principles from
the general concept of a rational being as such, and on this basis to expound
the whole of ethics.”42 The body of principles we draw in that way may be quite
economical or parsimonious. We are not asking, “What do most people around here
regard as good or bad, right or wrong?” We would be lifting the bar –
which is to say, we would be far more demanding and cautious before we invoke
the language of “morality” and impose those judgments as law. But what comes as
surprising in another degree is just how much, in our public discourse, or in
our moral judgments, may be drawn as implications from this limited, precise
sense of the “logic of morals” itself.
In fact,
I think we would find that most of our judgments would fall into a class of
propositions that are understood readily, even instantly, by ordinary people,
even if they have no awareness that they are seeing merely instances of the
same, simple principle at work. And what I have in mind are those recognitions,
grasped by virtually everyone, of the attributes or conditions that have “no
moral significance” and cannot supply the ground then of any adverse moral
judgments. To put it another way, the point is so obvious that we may be
startled even to hear it raised as a question. If we were told, for example,
that a person was tall or short, thin or heavy, that he had dark hair or light
hair, would we think that any of these points had given us the ground for any
inferences on whether we were dealing with a person who was brilliant or dim,
admirable or corrupt, someone who deserved praise or blame? We grasp these
points readily, but if there was a need to explain the ground of the understanding,
it would lie once again in the problem of “determinism”: We know that none of
these features – height, weight, color of hair – “determines” in any way the
moral character of any person, and therefore none of them would supply a ground
for any inferences as to whether this person deserved to be celebrated or
shunned, rewarded or punished.
Traced
to its core, this is how we would explain what we mean when we say that these
features are utterly wanting in moral significance. But they are but part of a
larger scheme that actually does find expression in our law, for the same
underlying principle would finally explain why it would be unwarranted to draw
adverse inferences about people who are suffering from various disabilities.
People quite brilliant may be afflicted with stuttering, or with diabetes, with
poor eyesight and tremors. Their maladies may act as barriers to many
activities – the stutterer may not work well as an actor or as an announcer on
the BBC; the nurse afflicted with poor eyesight may be disqualified to
participate in serious surgery. But their disabilities would not bar them from
many other occupations, and that sense of things would stand behind the laws
that now bar certain discriminations based on “disabilities.” In the infamous
case of Baby Doe on Long Island in the 1980s, the child was afflicted at birth
with spina bifida and Down’s syndrome.43 The parents, in league with the
doctors, refused to provide medical care to this newborn, with the sense that
she had, with these afflictions, a life not worth living. The case became
difficult to disentangle as the Reagan administration was perpetually stymied
in the effort to gain access to the records of the hospital and to determine
the ground on which the medical care had been withheld from this newborn. If
the situation had been inoperable, the
administration would not have been seeking to press people into futile surgery.
But if the withholding of care turned on a moral judgment – that people
afflicted with Down’s syndrome or spina bifida had lives “not worth living,”
lives that could be “terminated” without the need to render a justification –
then that was a case that came within the moral understanding that barred
discriminations based on “disability.” The “discriminations” in these cases
involved nothing less than a willingness to end the life of a person on the
premise that a person with these afflictions did not really deserve to live.
In
comparable cases, we’ve seen patients who were quadriplegic seek a “right” to
end their lives on the claim that their lives were devoid of “dignity and purpose.”
In one notable case, of Elizabeth Bouvia in Los Angeles, a court sustained her
“right” to end her life on the reasons she tendered – but at the same time
commended her for being “brave and feisty.” Not only that, the court awarded
her lawyers’ fees for propelling through the court, through the force of her
own will and advocacy, a holding that could advance the public interest. The
judges were willing to credit her account that her life was fixed now in
“uselessness,” and “her existence meaningless.”44 And yet, even without control
of her limbs, she had argued and pressed a case receiving high praise from the
court. The combination virtually refuted the claims. Even a quadriplegic,
dependent on the care of others at every turn, had the means of acting upon her
world, and the people around her, with the most pronounced moral effect.
In the
cases that keep arising over a “right to die,” the courts are persistently being
asked to confirm the rightness, the moral justification, for ending the life of
a patient because he may be afflicted with AIDS, or with cancer, and perhaps
even with deafness. Deafness could be the most disabling of conditions for a
conductor in an orchestra, and there are surely people who will claim that, for
them, a life without music is a life not worth living. But to leap then to a
moral conclusion – that a person afflicted with deafness has no means of living
a life of moral consequence – is to make an extravagant and deeply incoherent
move.
A man
may have the means of taking his own life, but something else needs to be said
in order to establish that it is “rightful” to end any life, even one’s own, on
the basis of “reasons” that are irretrievably false and indefensible. And of
course it is only when premises of that kind are put in place – that it is
somehow rightful to end the life, say, of a patient with AIDS – that the ground
is laid for relatives or even strangers to assist in the ending of that life. For
if Jones has a “right” to end his life, why should he be deprived of that right
when he is incapable of acting himself to end it? Why should he not be free to
authorize someone else to act as an agent in vindicating his right? If he
happens to be an orphan, or one without relatives or friends, why should an
administrator in a hospital not be able to stand in the place of missing relatives
and act as an agent in helping this man act out his “right”?
My
purpose here, though, is not to probe the deeper argument that is engaged in
the matter of suicide, assisted or unassisted. I am only pointing out that what
is engaged in these cases is a problem that runs to the same root in principle,
on the matter of “determinism.” That point, quite primary and simple, shows
itself in instances spread widely in our law and public life. But to put this
point into place is to provide the ground for some lessons that may be received
as fairly astounding among lawyers and judges who have been the most dismissive
of natural law as an enterprise too ethereal, too hazy, to provide any
practical import for the law.
We may
take again as an example the judgment on deafness and disabilities – the wrong
of drawing adverse inferences about any person, or even ending a life, on the
basis of deafness. It makes the most profound difference to know that this judgment
is anchored in the laws of reason themselves. It is bound up with the rejection
of determinism in all of its varieties. But if we come to understand the matter
in that way – if we understand just why it would be deeply indefensible to
punish people on account of their height, their weight, their deafness, their
afflictions – we would understand that this moral reflex of ours does not
represent merely some local custom, or some peculiarity of this tribe of
Americans. We may ask then, Where in the world would it be wrong to
withhold medical treatment from a newborn – or for that matter, from any other
person – because he is afflicted with Down’s syndrome or deafness? Would it not
be as wrong in Lichtenstein, the Ivory Coast, or New Jersey? I leave aside here
the usual array of lifeboat problems in which the deaf person may be expendable
because he is the least able to keep watch and be alert to noises at sea. I
focus entirely on the matter of withdrawing medical care because one has drawn
an adverse inference about the moral worth of a person based on his deafness or
Down’s syndrome. And the answer I would earnestly offer is that this act of
withdrawing care, on those grounds, would be wrong anywhere, everywhere, where
the laws of reason are intact, and where creatures of reason bother to consider
whether they truly have reasons to justify their acts.
I would
submit then to a candid world – and to some of my friends among the judges –
that there is nothing here the least opaque, foggy, imprecise; nothing that
depends on the manipulation of words or a rarefied vocabulary. What is offered here is grounded in the first
premises of moral judgment, and in things that are readily grasped by ordinary
people even without an education in philosophy. And the judgment that is
offered here would be concrete, precise, not the least hazy – and universal in
its reach.
This
matter of assisted suicide offers the thread of connection back to one of my
favorite jurists, who has expressed often his dubiety about natural law, even
as he has expressed also his reverence for the moral tradition from which natural
law has sprung.
I have
in mind that estimable man of the law Antonin Scalia. And I would bring this
exploration of natural law to its last phase here by recalling that forceful
dissenting opinion he wrote in January 2006 in Gonzales v. Oregon, on
the problem of assisted suicide in Oregon.45 In that case, a bare majority on the
Court came down on the side of permitting the state of Oregon a certain latitude,
under the scheme of federalism, in allowing doctors to prescribe drugs, in
certain supposedly “terminal” cases, to hasten the death of the patient. By now
the news has diffused widely in the land that the diagnosis of a “terminal
condition,” with the patient having six months to live, has been notoriously,
or happily, unreliable. The law in Oregon contained all kinds of measures
designed to confine the decision, but we are all wise now to the fact that
those so-called safeguards, so precise in their construction, virtually dissolve
in practice. They dissolve in the face of a determination on the part of some
patients and their relatives to end their lives, with the complaisance of
certain doctors in making themselves instruments of that policy. No matter the
paper barriers cast up to provide assurances here; at the end of the day the policy
results in doctors willing to make themselves agents in administering death.
In order
to sustain this arrangement, the Supreme Court itself had to get past some
considerable barriers of the federal law, not the least of which was that the
Court itself, only several months earlier, had confirmed that the control of
drugs, or the regulation of “controlled substances,” was preeminently a matter
of federal jurisdiction.46 That jurisdiction by the federal government also
seemed to repel, quite clearly, any attempt of the various states to install their
own regime for the regulation of drugs.
In the
case from Oregon, even the judges in the majority had to recognize that they
needed to come up with a refined explanation to show why the exclusive federal
control of drugs suddenly yields to this permission for the states on assisted
suicide. The argument offered by Justice Kennedy was that it was not clear,
under the statutes, that the Attorney General had the authority to make a
judgment about the proper and improper uses of drugs – which is to say, the
proper or improper ends of medicine.47 The judges complained also that this was
a decision that the Attorney General took without bothering to consult the
Secretary of Health, Education and Welfare or anyone with any recognized
medical competence.48
But
these points were met by Justice Scalia, in dissent, in a withering rebuttal. It
was not clear why the Secretary of Health and Human Services should be armed
with an authority to pronounce on the legal or illegal use of drugs, and put
himself in place of the chief “law officer” of the federal government.49 But even more critically, the judgment on
assisted suicide was not a medical or scientific judgment. It was a moral
judgment on the rightness or wrongness, the justification or the want of
justification, for assisted suicide.50 Science, by its own profession, does not
claim to reach to the knowledge of moral things, to pronounce on the truth or
falsity of moral propositions. If it has become clear now that the regulation
of drugs is distinctly, and solely, under the authority of the federal
government, then perforce, as a matter of necessity, it must fall to an
officer of high standing in the federal government to pronounce on the meaning
of federal law. That person figures to be the Attorney General, which means
that he has to pronounce on the question, standing at the head of all
questions, and bound up with the authority to engage in licensing:
namely, the question of just what is a legitimate or illegitimate purpose for
these drugs. In addressing that question, the Attorney General, John Ashcroft,
did not invoke any sentiments merely personal: His staff recalled, in a memo,
the understanding of medical ethics running back to Hippocrates. Justice Scalia
summed up the memo:
[V]irtually
every medical authority from Hippocrates to the current American Medical
Association (AMA) confirms that assisting suicide has seldom or never been
viewed as a form of “prevention, cure, or alleviation of disease,” and (even
more so) that assisting suicide is not a “legitimate” branch of that “science
and art.” See OLC Memo, App. to Pet. for Cert. 113a- 130a. Indeed, the AMA has
determined that “physician-assisted suicide is fundamentally incompatible with
the physician’s role as a healer.”51
In his
opinion for the majority, Justice Kennedy was compelled to acknowledge this
traditional teaching, settled over two thousand years. But in a curious move,
so reflective of the stylish relativism that now prevails among the judges,
Kennedy reduced this traditional understanding to – as he put it – “one
reasonable understanding of medical practice.”52 In this construal, the Attorney
General, by his own order, was stamping as criminal those people who simply had
another reasonable view of what could be called “medical practice.” And by
construing the case in this way, the judges gently conferred, on the scheme of
assisted suicide, a new standing as immanently plausible and therefore legitimate
in the eyes of the law.
Justice
Scalia was struck by the same move to reduce the traditional teaching to but
one among a number of contending views, each equally plausible. And yet, it
was curious that Justice Scalia did not meet that argument head on with the
most direct and important refutation that had to be summoned here. His rather
oblique approach may have revealed the hesitations of a lawyer and judge who
has been diffident, to put it mildly, about the claims of natural law and moral
reasoning. He sought then to steer around the main moral argument: The state of
Oregon had come to the judgment that the practice of medicine may be extended
to encompass assisted suicide, but that move, he said, “does not change the
fact that the overwhelming weight of authority (including the 47 States that
condemn physician-assisted suicide) confirms that [it has not] yet been so
extended. Not even those of our Eighth Amendment cases most generous in
discerning an ‘evolution’ of national standards would have found, on this
record, that the concept of ‘legitimate medicine’ has evolved so far.”53
Kennedy
asserted that the traditional view constituted but one plausible, reasonable
view. Scalia simply asserted the opinion of others that the judgment reached in
Oregon has not come to be held yet by most other states. That is hardly the
answer that the challenge demanded. For example, consider any proposition that
has standing as a necessary truth, a truth that cannot be contradicted without
falling into contradiction. We can take, as the simplest case, the skeptic who
asserts that there is no truth. But that proposition he offers us, not as an
opinion, but as an emphatic truth. Let’s suppose that a judge says, “The
claim that there is truth is one reasonable understanding among others.” Now
would we rebut that claim by taking a survey in the room and reporting that
forty-nine out of sixty people think there is truth? Or would we seek to
show, more aptly, that we are dealing with a necessary truth that cannot be
denied without falling into contradiction?
The
challenge from Justice Kennedy would have been met more aptly by arguing that
this traditional view of the ends of medicine was not simply “one reasonable”
view among many, but the only view that reason itself could disclose and
justify. But in order to make that argument, Justice Scalia would have had to
appeal to an understanding of moral truth that was not finally dependent on a
consensus of opinion. Yet any move of that kind, toward objective moral truths,
began to touch, of course, on some version of . . . natural law. And Justice
Scalia has professed himself to be uneasy about natural law, to put it gently.
But how
might the challenge of Justice Kennedy have been met more aptly by an argument
cast in terms of natural law? One possibility is that a response could have
been made in the version of natural law offered by John Finnis and Robert
George.54 Finnis and George appeal to “basic goods” – those goods that are
immediately graspable as grounds of action, without any contrived, other
interests or concerns to explain them. It would be rather like asking, Why did
you fall in love? Why was loving another person worth doing? In the scheme
marked off by Finnis and George, the interest in preserving life is one of
those basic goods, which require no other reason to explain. And at the same
time it is woven in with many other goods. If we need compelling reasons to
deprive a person of his liberty, liberty is not even a plausible concern if
there is no life, and we should require reasons even more compelling before we
deprive people of their lives. People look both ways as they cross a street, absorbing
into their acts the premise that their lives are worth preserving. We have
campaigns to gather food and contributions for places in Africa beset by
famine, and no one needs to explain why it is good to concern ourselves with
the preservation of life in distant places, among people we do not know. I used
to tell my students of directions that I would give babysitters when they came
to sit for the evening with our two young boys. I’d point out that I had a new
manuscript on a shelf over my desk. In case of fire, I said, be sure to get
that manuscript out of the house. And by the way, make sure you get Peter and
Jeremy out as well.
That
line was taken as the joke it was because everyone understood that life came
first. It was this sense of natural law that we find reflected in the radio shows
of my own childhood in the 1940s – for example, in Jack Benny’s famous line when he was held up at the point
of a gun by a burglar. The burglar said, “Your money or your life.” After a
long interval of silence, the burglar repeated the question – and elicited
Benny’s famous reply: “I’m thinking it over!”55 That joke would not have worked
unless a mass audience, on radio, could be counted on as knowing that the
interest in life preceded, logically, compellingly, any interest in property.
Scalia
might have replied in this vein as well. It is simply unimaginable that we
could find an ambulance service, or an emergency medical unit, constituted on
the premise that its task was not to heal and to save, and to whisk its
patients to places where their lives could be saved. It would be inconceivable
to imagine an ambulance service constituted on the premise that, as soon as it
gets to the scene, its mission is to dispatch the patient, to speed him to a
comfortable death, to relieve him and his relatives of further suffering and
debilitating delays.
We know
that we have people seriously persuaded by the claims of the Hemlock Society
that there is something like a “right,” a genuine “right to die.” It is
entirely imaginable that a young woman, affected by this persuasion, may find
herself to be a babysitter in circumstances rather like those I have described.
Let us suppose that she has the prospect of getting the children out of a
burning house or leaving them there to perish. If the sitter were really
convinced that death is a good, a good that stands on the same plane as life,
then she would have a moment of perplexity: Why, after all, should she not
choose, for the children in her care, what she regards as a genuine “good” –
namely, the good of death? But of course no court, and no public, would
acquiesce in such a claim. And when they refuse to credit that curious argument,
they would back into the recognition that the choice of death simply cannot
stand on the same plane as the choice of life, as though death were in fact
a rival good to life. There is only one choice reasonable for a babysitter
to make, as there is only one choice that functional people would regard as
reasonable in the circumstances. And yet that point seemed strangely inaccessible
to the judges in the majority in Gonzales v. Oregon. In the haze they
were pleased to cast about them, they seemed to make of themselves, as Henry
James would say, the victims of perplexities from which a single spark of
direct perception might have spared them.
But at
the same time, Justice Scalia came to the edge of a remarkable threshold for
someone who has expressed over the years a certain diffidence or deep skepticism
over natural law. Three times in the course of his opinion Scalia remarked that
the position taken by Attorney General Ashcroft, the position affirming the
traditional moral understanding of the ends of medicine, was “the most
natural interpretation” of the regulation and the statute.56 But what could
it mean to say that the preference for the traditional moral understanding was
“the most natural interpretation” for the regulation and the statute governing
controlled substances? The phrase could not refer simply to the most natural reflexes
of people – for example, that people favor their own, and protect their own
children. Most do, but regrettably, some will kill their children. As Scalia
knew, the Attorney General’s predecessor in the Clinton administration, Janet
Reno, had taken quite the opposite view – that nothing in the statute barred
the state of Oregon from installing a policy in which doctors could indeed
become accomplices in procuring death for their patients. When Scalia said then
that Ashcroft’s interpretation was “the most natural” interpretation, I surmise
that he must have meant the most reasonable, the decision most in accord
with the canons of reason. They are also the standards of common sense, the
standards we use every day in distinguishing between the things that are
reasonable or unreasonable, defensible or indefensible.
When we
have put these things in place, I think we would have sketched an understanding
of the grounds of moral judgment that are rooted in the nature of “a rational
creature as such,” as Kant put it. Kant is not associated with natural law, at
least as natural law was identified with the general tendencies that were
thought to be characteristic of human beings, or necessary for the “flourishing”
of human beings. Indeed, Kant went out of his way to stress that the ground of
obligation “must be sought, not in the nature of man nor in the circumstances
of the world in which he is placed, but solely a priori in the concepts
of pure reason.”57 But at the same time, the principles of pure reason are
accessible only to a certain kind of creature – by which some of us would
understand a creature of a certain “nature.” From that idea of a creature of
reason, in the domain of freedom, facing the task of practical judgment, Kant
could draw out the principles of right and wrong that could have the standing
of real principles: They would not be true only most of the time, or true under
certain contingencies; they could be true of necessity, true then under all
conditions, true categorically. As Kant observed, “[N]othing but the idea of
the law in itself . . . can constitute that preeminent good which we call
moral,” and that idea of law is “present only in a rational being.”58 Once again, only a being with reason can
conceive, in the first place, the notion of a “good” or a principle of justice
that may override his own self-interest. And when we connect these points, we
may understand the fuller force of what Kant meant when he wrote that “since
moral laws have to hold for every rational being as such, we ought . . . to
derive our principles from the general concept of a rational being as such. . .
. 59
There is
a danger of being ensnared by the tyranny of labels and missing the substance
of the teaching. Kant is not linked to the teachers of natural law, but in the
substance of the matter he found the ground of moral judgment in the same
nature that provided the ground for Aristotle. The enduring, irresistible fact
of the matter, taught at the beginning by Aristotle, was that law itself sprung
from the nature of a certain kind of creature. If we are dealing with a world
of framing reasons and propositions, and respecting the force of principles or
propositions beyond our own appetites and wills, we are speaking of creatures
with the capacity for reason. It has taken generations of lawyers to make
obscure and to forget the most obvious things around us – or within us. But
perhaps those primary things are so easily overlooked precisely because they
are so evidently with us.
It
frequently happens that some of our friends who are most skeptical of natural
law discover that they have been practicing it handsomely for many years
without quite realizing it – much like that character in Moli`ere who discovers
that he has been speaking prose all his life. It is rather like the man who
asks, “Can I order coffee without using syntax?” He may not realize that of
course he is using syntax and speaking prose without quite recognizing the
conceptual world he inhabits, or the understandings that are woven into his own
nature. It is no wonder, then, that we find some of our best natural lawyers
among the distinguished jurists who have been the most skeptical of natural
law. They may go on to discover, as a late colleague once said, that we have
principles we have not even used yet. But for many of us, the task of bringing
out those principles and explaining them has become, happily, steady work.
In that
work we may find our model again in Plato’s Meno: Socrates feeds the
right questions to a slave boy, and – wonder of wonders – the boy is soon working
out, step by step, the principles of geometry. As the understanding ran, those
principles were already within his comprehension; they merely had to be
unlocked. In this charming scheme, knowledge was a matter of remembering. It
was a matter of unlocking what is always within us, always there to be
discovered anew. And the sense of the matter, experienced by our students today
as ever, is that when they discover those things they know, about the grounds
of their moral judgment, what is buoying in the experience is the recognition
that they have known them all along.